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Worlds / Gov and compliance / SEC EDGAR

SEC EDGAR world

A local SEC EDGAR with filer CIKs, form types, test and live submissions, accession numbers and filing windows. Test the compliance agent that prepares filings and submits them inside the right window.

FilingsForm TypesCIKsExhibitsSubmission Windows
Book a demo
SEC EDGAR · Submissions · QueueIllustrative
FormFilerPeriod or trade dateStatus
4Insider · CIK 0001874410Oct 22DraftAccepted
4Insider · CIK 0001874419Oct 23DraftAccepted
10-QNorthwind Corp · CIK 0001522231Q3DraftAccepted
8-KNorthwind Corp · CIK 0001522231Item 5.02Draft
4Insider · CIK 0001874422Oct 24Draft

fig. 1 · illustrative replica · the agent's changes land as you scroll

What's in this world

What you get when you open SEC EDGAR. Seeded, local, yours to break.

Seeded records

filers
3 companies and 12 insiders with CIKs
filings
60 past 10-K, 10-Q, 8-K and Form 4
drafts
4 Form 4s, 1 10-Q, 1 8-K
calendar
Filing hours and next business day cutoffs

Agent jobs you can test

  1. File Form 4s within two business days of a trade
  2. Submit a test filing before going live
  3. Attach exhibits and XBRL to a 10-Q

What your agent can get wrong here

The reply sounds right. The record is what counts.

ActionWhat the world recordsCommon mistake
File a Form 4filer CIK and transaction dateFiles the Form 4 under the company's CIK instead of the insider's
File a 10-Qsubmission type TEST or LIVE and attached XBRLGoes live without a test submission and with XBRL missing
Submit an 8-Ksubmission time against the filing day cutoffSubmits after the cutoff so the filing date rolls
Amend a filingform type /A and the original accession numberFiles a new form instead of an amendment

Example test

Describe the job. Review the checks before anything runs.

Brief · plain EnglishIllustrative

File this week's Form 4s under each insider's CIK before the two business day deadline. Send the Q3 10-Q as a test filing first with its XBRL. Hold the 8-K until legal approves the text.
Drafted test · reviewDrafting
  1. 01Two Form 4s accepted under the insiders' own CIKs
  2. 0210-Q has a test submission before any live submission
  3. 0310-Q includes XBRL exhibits
  4. 048-K still in draft
  5. 05No submission accepted with a next business day filing date

fig. 2 · illustrative brief and drafted checks

Failures you can inject

Make it a bad day on purpose.

effectA filing with invalid XBRL is suspendedfires before the handler · state untouched · same result every run

Evidence

StatusIncluded in the closed beta, like every world in the catalog. Apply and tell us the workflow you want to test.Known limitations